-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NyXRN7DsAH/oUK5HLKMOGO4cp5fBk1HHPtFWFzsQxZAl7aK8CgDFALRf9Ag/Y0ej R85GsIsRWHvKZtPZYbCDow== 0001104659-08-009027.txt : 20080211 0001104659-08-009027.hdr.sgml : 20080211 20080211164915 ACCESSION NUMBER: 0001104659-08-009027 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080211 DATE AS OF CHANGE: 20080211 GROUP MEMBERS: BATTERY INVESTMENT PARTNERS VI,LLC("BIP6") GROUP MEMBERS: BATTERY PARTNERS VI, LLC GROUP MEMBERS: BATTERY VENTURES VI, L.P. ("BV6") GROUP MEMBERS: KENNETH P. LAWLER GROUP MEMBERS: MARK H. SHERMAN GROUP MEMBERS: MORGAN M. JONES GROUP MEMBERS: OLIVER D. CURME GROUP MEMBERS: RICHARD D. FRISBIE GROUP MEMBERS: SCOTT R. TOBIN GROUP MEMBERS: THOMAS J. CROTTY SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED ANALOGIC TECHNOLOGIES INC CENTRAL INDEX KEY: 0001104042 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 770462930 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-81524 FILM NUMBER: 08594199 BUSINESS ADDRESS: STREET 1: 830 E. ARQUES AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94085-4519 BUSINESS PHONE: (408) 737-4600 MAIL ADDRESS: STREET 1: 830 E. ARQUES AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94085-4519 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BATTERY PARTNERS VI LLC CENTRAL INDEX KEY: 0001199924 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O BATTERY VENTURES STREET 2: 20 WILLIAM ST. #200 CITY: WELLESLEY STATE: MA ZIP: 02481 BUSINESS PHONE: 7815771000 MAIL ADDRESS: STREET 1: C/O BATTERY VENTURES STREET 2: 20 WILLIAM ST STE 200 CITY: WELLESLEY STATE: MA ZIP: 02481 SC 13G/A 1 a08-4827_1sc13ga.htm SC 13G/A

 

 

 

 

 

UNITED STATES

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

 

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934
(Amendment No. 1)*

 

Advanced Analogic Technologies Incorporated

(Name of Issuer)

Common Stock, $0.001 par value

(Title of Class of Securities)

00752J108

(CUSIP Number)

December 31, 2007

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o

Rule 13d-1(b)

o

Rule 13d-1(c)

x

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 



 

 

CUSIP No.  00752J108

 

 

1.

Names of Reporting Persons
SS or I.R.S. Identification No. of above person

                Battery Ventures VI, L.P. (“BV6”)

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Delaware

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
- 0 -

 

6.

Shared Voting Power
- 0 -

 

7.

Sole Dispositive Power
- 0 -

 

8.

Shared Dispositive Power
- 0 -

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
                - 0 -

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
                0%

 

 

12.

Type of Reporting Person (See Instructions)
                PN

 

 

2

 



 

CUSIP No.  00752J108

 

 

1.

Names of Reporting Persons

SS or I.R.S. Identification No. of above person
                Battery Partners VI, LLC

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Delaware

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
- 0 -

 

6.

Shared Voting Power
- 0 -

 

7.

Sole Dispositive Power
- 0 -

 

8.

Shared Dispositive Power
- 0 -

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
                - 0 -

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
                0%

 

 

12.

Type of Reporting Person (See Instructions)
                OO

 

 

3



 

CUSIP No.  00752J108

 

 

1.

Names of Reporting Persons

SS or I.R.S. Identification No. of above person
                Battery Investment Partners VI, LLC (“BIP6”)

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Delaware

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
- 0 -

 

6.

Shared Voting Power
- 0 -

 

7.

Sole Dispositive Power
- 0 -

 

8.

Shared Dispositive Power
- 0 -

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
                - 0 -

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
                0%

 

 

12.

Type of Reporting Person (See Instructions)
                OO

 

 

4



 

 

CUSIP No.  00752J108

 

 

1.

Names of Reporting Persons

SS or I.R.S. Identification No. of above person
                Richard D. Frisbie

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
USA

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
- 0 -

 

6.

Shared Voting Power
- 0 -

 

7.

Sole Dispositive Power
- 0 -

 

8.

Shared Dispositive Power
- 0 -

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
                - 0 -

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
                0%

 

 

12.

Type of Reporting Person (See Instructions)
                IN

 

 

5



 

 

CUSIP No.  00752J108

 

 

1.

Names of Reporting Persons

SS or I.R.S. Identification No. of above person
                Oliver D. Curme

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
USA

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
- 0 -

 

6.

Shared Voting Power
- 0 -

 

7.

Sole Dispositive Power
- 0 -

 

8.

Shared Dispositive Power
- 0 -

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
                - 0 -

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
                0%

 

 

12.

Type of Reporting Person (See Instructions)
                IN

 

 

6



 

 

CUSIP No.  00752J108

 

 

1.

Names of Reporting Persons

SS or I.R.S. Identification No. of above person
                Thomas J. Crotty

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
USA

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
- 0 -

 

6.

Shared Voting Power
- 0 -

 

7.

Sole Dispositive Power
- 0 -

 

8.

Shared Dispositive Power
- 0 -

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
                - 0 -

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
                0%

 

 

12.

Type of Reporting Person (See Instructions)
                IN

 

 

7



 

 

CUSIP No.  00752J108

 

 

1.

Names of Reporting Persons

SS or I.R.S. Identification No. of above person
                Kenneth P. Lawler

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
USA

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
- 0 -

 

6.

Shared Voting Power
- 0 -

 

7.

Sole Dispositive Power
- 0 -

 

8.

Shared Dispositive Power
- 0 -

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
                - 0 -

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
                0%

 

 

12.

Type of Reporting Person (See Instructions)
                IN

 

 

8



 

 

CUSIP No.  00752J108

 

 

1.

Names of Reporting Persons

SS or I.R.S. Identification No. of above person
                Morgan M. Jones

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
USA

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
- 0 -

 

6.

Shared Voting Power
- 0 -

 

7.

Sole Dispositive Power
- 0 -

 

8.

Shared Dispositive Power
- 0 -

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
                - 0 -

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
                0%

 

 

12.

Type of Reporting Person (See Instructions)
                IN

 

 

9



 

 

CUSIP No.  00752J108

 

 

1.

Names of Reporting Persons

SS or I.R.S. Identification No. of above person
                Mark H. Sherman

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
USA

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
- 0 -

 

6.

Shared Voting Power
- 0 -

 

7.

Sole Dispositive Power
- 0 -

 

8.

Shared Dispositive Power
- 0 -

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
                - 0 -

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
                0%

 

 

12.

Type of Reporting Person (See Instructions)
                IN

 

 

10



 

 

CUSIP No.  00752J108

 

 

1.

Names of Reporting Persons

SS or I.R.S. Identification No. of above person
                Scott R. Tobin

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
USA

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
- 0 -

 

6.

Shared Voting Power
- 0 -

 

7.

Sole Dispositive Power
- 0 -

 

8.

Shared Dispositive Power
- 0 -

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
                - 0 -

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
                0%

 

 

12.

Type of Reporting Person (See Instructions)
                IN

 

 

11



 

CUSIP No.  00752J108

Item 1.

 

(a)

Name of Issuer


Advanced Analogic Technologies Incorporated

 

(b)

Address of Issuer’s Principal Executive Offices


830 East Arques Ave.
Sunnyvale, CA 94085

 

Item 2.

 

(a)

Name of Person Filing


Battery Ventures VI, L.P. (“BV6”), Battery Partners VI, LLC (“BPVI LLC”), Battery Investment Partners VI, LLC (“BIP6”),  Richard D. Frisbie (“Frisbie”), Oliver D. Curme (“Curme”), Thomas J. Crotty (“Crotty”), Kenneth P. Lawler (“Lawler”), Morgan M. Jones (“Jones”), Mark H. Sherman (“Sherman”), and Scott R. Tobin (“Tobin”).  The foregoing entities and individuals are collectively referred to as the “Reporting Persons.”

 

Frisbie, Curme, Crotty, Lawler, Jones, Sherman, and Tobin are the sole managing members of BPVI LLC, the sole general partner of BV6.  BIP6 invests alongside BV6 in all investments made by BV6.  Curme and Crotty are the sole managing members of BIP6.

 

(b)

Address of Principal Business Office or, if none, Residence


Battery Ventures
930 Winter Street, Suite 2500
Waltham, MA 02451

 

(c)

Citizenship


Frisbie, Curme, Crotty, Lawler, Jones, Sherman, and Tobin are United States citizens.  BV6 is a limited partnership organized under the laws of the State of Delaware.  BPVI LLC and BIP6 are limited liability companies organized under the laws of the State of Delaware.

 

(d)

Title of Class of Securities


Common Stock, $0.001 par value per share

 

(e)

CUSIP Number


00752J108

 

Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a)

o

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

 

(b)

o

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

 

(c)

o

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

 

(d)

o

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).

 

(e)

o

An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

 

(f)

o

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

 

(g)

o

A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);

 

(h)

o

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

(i)

o

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 

(j)

o

Group, in accordance with §240.13d-1(b)(1)(ii)(J).

 

 

12



 

CUSIP No.  00752J108

Item 4.

Ownership

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

(a)

Amount beneficially owned:   

See Row 9 of cover page for each Reporting Person.

 

(b)

Percent of class:   

See Row 11 of cover page for each Reporting Person.

 

(c)

Number of shares as to which the person has:

 

 

 

(i)

Sole power to vote or to direct the vote   

See Row 5 of cover page for each Reporting Person.

 

 

(ii)

Shared power to vote or to direct the vote    

See Row 6 of cover page for each Reporting Person.

 

 

(iii)

Sole power to dispose or to direct the disposition of   

See Row 7 of cover page for each Reporting Person.

 

 

(iv)

Shared power to dispose or to direct the disposition of   

See Row 8 of cover page for each Reporting Person.

 

Item 5.

Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof each Reporting Person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following   x.

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person

  Not applicable.

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

  Not applicable.

 

Item 8.

Identification and Classification of Members of the Group

  Not applicable.

 

Item 9.

Notice of Dissolution of Group

  Not applicable.

 

 

Item 10.

Certification

  Not applicable.

 

 

13



 

CUSIP No.  00752J108

 

Signature

 

                                                After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date:  February     , 2008

 

 

BATTERY VENTURES VI, L.P.

 

 

 

 

By:

 Battery Partners VI, LLC

 

 

 

 

 

 

 

By:


              *

 

 

Managing Member

 

 

 

 

 

BATTERY PARTNERS VI, LLC.

 

 

 

 

By:


              *

 

 

Managing Member

 

 

 

 

 

BATTERY INVESTMENT PARTNERS VI, LLC

 

 

 

 

By:


              *

 

 

Managing Member

 

 

 

 

 

RICHARD D. FRISBIE

 

 

 

 

By:


            *

 

 

Richard D. Frisbie

 

 

 

 

 

OLIVER D. CURME

 

 

 

 

By:


              *

 

 

Oliver D. Curme

 

 

 

 

 

THOMAS J. CROTTY

 

 

 

 

By:


             *:

 

 

Thomas J. Crotty

 

 

 

 

 

KENNETH P. LAWLER

 

 

 

 

By:


             *

 

 

Kenneth P. Lawler

 

 

 

 

 

14



 

CUSIP No.  00752J108

 

 

MORGAN M. JONES

 

 

 

 

By:


             *

 

 

Morgan M. Jones

 

 

 

 

 

MARK H. SHERMAN

 

 

 

 

By:


              *

 

 

Mark H. Sherman

 

 

 

 

 

SCOTT R. TOBIN

 

 

 

 

By:


           *

 

 

Scott R. Tobin

 

 

 

 

 

 

 

 

 

*By:

/s/ Christopher Hanson

 

Name:

Christopher Hanson

 

 

Attorney-in-Fact

 

 

 


 

                                                This Schedule 13G was executed pursuant to a Power of Attorney.   Note that copies of the applicable Powers of Attorney are already on file with the appropriate agencies.

 

 

15



 

CUSIP No.  00752J108

 

EXHIBIT I

 

 

                                                Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, the undersigned hereby agree that only one statement containing the information required on Schedule 13G need be filed with respect to ownership by each of the undersigned of shares of Common Stock of Advanced Analogic Technologies Incorporated.

 

                                                This Agreement may be executed in any number of counterparts, each of which shall be deemed an original.

 

Dated February     , 2008

 

 

BATTERY VENTURES VI, L.P.

 

 

 

 

By:

 Battery Partners VI, LLC

 

 

 

 

 

 

 

By:


              *

 

 

Managing Member

 

 

 

 

 

BATTERY PARTNERS VI, LLC.

 

 

 

 

By:


              *

 

 

Managing Member

 

 

 

 

 

BATTERY INVESTMENT PARTNERS VI, LLC

 

 

 

 

By:


              *

 

 

Managing Member

 

 

 

 

 

RICHARD D. FRISBIE

 

 

 

 

By:


             *

 

 

Richard D. Frisbie

 

 

 

 

 

OLIVER D. CURME

 

 

 

 

By:


            *

 

 

Oliver D. Curme

 

 

 

 

 

16



 

CUSIP No.  00752J108

 

 

THOMAS J. CROTTY

 

 

 

 

By:


             *

 

 

Thomas J. Crotty

 

 

 

 

 

KENNETH P. LAWLER

 

 

 

 

By:


            *

 

 

Kenneth P. Lawler

 

 

 

 

 

MORGAN M. JONES

 

 

 

 

By:


            *

 

 

Morgan M. Jones

 

 

 

 

 

MARK H. SHERMAN

 

 

 

 

By:


            *

 

 

Mark H. Sherman

 

 

 

 

 

SCOTT R. TOBIN

 

 

 

 

By:


          *

 

 

Scott R. Tobin

 

 

 

 

 

 

 

 

 

*By:

/s/ Christopher Hanson

 

Name:

Christopher Hanson

 

 

Attorney-in-Fact

 

 

 


 

                                                This Schedule 13G was executed pursuant to a Power of Attorney.   Note that copies of the applicable Powers of Attorney are already on file with the appropriate agencies.

 

 

17


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